Senior Compliance Officer –  Global Investment Management

Job Identification Number



New York, NY



Job Type


Job Category

Financial Services


Global Investment Management division of a large financial institution seeks a Senior Compliance Officer responsible for a wide range of issues with a focus on international activity and regulations ideally with strong experience with issues related to  AML, OFAC, and FCPA domestically and globally.

The ideal candidate will have 10-12 years of compliance experience specifically in the international asset management field. Knowledge of privacy laws, strong communication skills, and working knowledge of international regulations are required. The Compliance Officer will be expected to maintain a high level of integrity and professionalism and must be highly organized in project management. This person must have very good understanding of 40 act funds.

Interested candidates must send resumes to with the subject “Senior Compliance Officer”.